0001096906-13-000279.txt : 20130228 0001096906-13-000279.hdr.sgml : 20130228 20130228142910 ACCESSION NUMBER: 0001096906-13-000279 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130228 DATE AS OF CHANGE: 20130228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50205 FILM NUMBER: 13651155 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JURIKA WILLIAM K CENTRAL INDEX KEY: 0001143989 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 42 GLEN ALPINE ROAD CITY: PIEDMONT STATE: CA ZIP: 94611 SC 13G 1 deagis13g20130109.htm DAEGIS, INC. FORM 13-G JANUARY 9, 2013 deagis13g20130109.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.)*


Daegis, Inc.
(Name of Issuer)

COMMON STOCK
(Title of Class of Securities)

233720101
 (CUSIP Number)

January 9, 2013
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]
Rule 13d-1(b)
[X]
Rule 13d-1(c)
[   ]
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.  233720101
1.     Names of Reporting Persons.  WILLIAM K. JURIKA
 
         I.R.S. Identification Nos. of above persons (entities only).
 
 
 
 

 
 
2.        Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) 
 
 
(b) X
 
3. SEC Use Only
 
4. Citizenship or Place of Organization—UNITED STATES
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5. Sole Voting Power---1,354,180 – these shares consist of 1,253,560 shares in the Jurika Family Trust, 85,500 shares held in the William K. Jurika,  Roth IRA (The “WILLIAM ROTH IRA”) and 15,120 shares held in the William K Jurika, Roth Contributory IRA (The “WILLIAM CONTRIBUTORY IRA”).
 
6. Shared Voting Power---0.
 
7. Sole Dispositive Power—1,354,180 – these shares consist of 1,253,560 shares in the Jurika Family Trust,  85,500 shares held in the William K. Jurika,  Roth IRA (The “WILLIAM ROTH IRA”) and 15,120 shares held in the William K Jurika, Roth Contributory IRA (The “WILLIAM CONTRIBUTORY IRA”).
 
8. Shared Dispositive Power---0.
 
9. Aggregate Amount Beneficially Owned by Each Reporting Person---1,354,180.
 
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11.  Percent of Class Represented by Amount in Row (9) 9.2%.
 
12.Type of Reporting Person (See Instructions) IN
 

Item 1.
 
(a)  
Name of Issuer
 
 
DAEGIS, INC.
 
(b)  
Address of Issuer’s Principal Executive Offices
 
1420 Rocky Ridge Drive, Suite 380
ROSEVILLE, CA 95661

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Item 2.
 
(a)  
Name of Person Filing
 
 
WILLIAM K. JURIKA
 
(b)  
Address of Principal Business Office or, if none, Residence
 
42 GLEN ALPINE ROAD
PIEDMONT, CA 94611
 
(c)  
Citizenship
 
UNITED STATES (place of organization)
 
(d)  
Title of Class of Securities
 
COMMON STOCK
 
(e)  
CUSIP Number 233720101
 
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
  (a) [   ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) [   ] Bank is defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) [   ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) [   ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) [   ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
       
  (f) [   ] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
       
  (g) [   ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
       
  (h) [   ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) [   ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.80a-3);
       
  (j) [   ] Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
 
 
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Item 4.       Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
  (a)  Amount beneficially owned:  1,354,180
     
  (b)    Percent of class:   9.2%  
     
  (c)   Number of shares as to which the person has:
 
    (i)
Sole power to vote or to direct the vote  1,354,180.                               
       
    (ii) Shared power to vote or to direct the vote   0.
       
    (iii) Sole power to dispose or to direct the disposition of  1,354,180 .
       
    (iv) Shared power to dispose or to direct the disposition of  0.
       
 
Instruction.  For computations regarding securities which represent a right to acquire an underlying security see § 240.13d3(d)(1).
 
 
Item 5. Ownership of Five Percent or Less of a Class
   
N/A  
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
   
N/A Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   
Item 7.  
   
N/A  
   
Item 8. Identification and Classification of Members of the Group.
   
N/A  
   
Item 9. Notice of Dissolution of Group
   
N/A  
   
Item 10. Certification
 
(b)  The following certification shall be included if the statement is filed pursuant to § 240.13d-1(c):
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
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SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
     Date: February 27, 2013

 
William K. Jurika
 
By:  William K. Jurika
 
Attention:  Intentional misstatements or omissions of fact constitute Federal criminal violations
      (See 18.U.S.C.)

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